The Compliance Analyst supports the Firm's Equity Sales and Trading Compliance Department, focusing on equity market making, options, and electronic trading desks. Essential Duties & Responsibilities Assist in maintaining an effective trading compliance program through monitoring and surveillance of sales and trading activities (reviews consist of best execution, trade re

Under immediate supervision, Client Services Associate (NR) assists one or more Financial Advisor(s) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications and adver

Support daily position and transaction reconciliation of Advent, APX, and custodian banks. Process Corporate actions for securities held including cash and stock dividends, splits, mergers, and acquisitions. Assist with GIPS composite maintenance and verification process Establish and maintain security master data. Calculate, reconcile and analyze performance data. Suppor

Compliance is currently offering a paid, summer 2024 internship to a college student entering her/his junior or senior year of college. The Intern will provide specific project support to Compliance by assisting with the digitization of core processes, becoming familiar with certain new regulatory requirements, and participating in implementing new protocols to comply. Th

The Compliance Analyst III Global Control Room will partner with other members of the team to support the Firm's Information Barrier Program and provide regulatory guidance to key business partners, including, but not limited to, investment banking and research. The Analyst III will be responsible for the analysis of Regulation M and the Research Safe Harbors, completion

Summer Internship Program Stifel's nine week Equity Research Summer Internship Program provides undergraduates with a hands on introduction to the role of a Research Associate. You will work alongside our research professionals, from the Associate through the Managing Director level, and will gain exposure to a variety of investment research methods. Once on board, Summer

At Stifel, Associates act as the keystone of all project teams, serving as a project manager taking guidance from senior bankers and managing and mentoring financial analysts. Associates work on small, client focused teams within the Corporate Finance and M&A disciplines. Associates in our Boston based Consumer group will develop an industry coverage expertise while also

The HR Business Partner provides consultative human resources support to business units. This position will assist on the interpretation of Human Resources programs, policies, and procedures to ensure alignment with business objectives and work cultures in achieving business goals while minimizing risk to the Firm. Essential Duties & Responsibilities Manage and address em

The Assistant Risk Trader Mortgage Backed Securities Desk will work closely with the Mortgage Backed Securities Product Desk by supporting and facilitating trading and product support functions. Essential Duties & Responsibilities Assist in product trading efforts by working with counterparties on pricing and set up of new and secondary offerings. Act as a backup trader t