Global Markets Supervisory Control Risk, Associate - Dallas
Dallas, TX 
Posted 1 day ago
Job Description
Global Markets Supervisory Control Risk, Associate - Dallas
Location(s) US-TX-Dallas
Job ID 2020-67363
Schedule Type Full Time
Level Associate
Function(s) General
Region Americas
Division Global Markets
Business Unit GMOR and GM Change
Employment Type Employee


Our core value is building strong relationships with our institutional clients, which include corporations, financial service providers, and fund managers. We help them buy and sell financial products on exchanges around the world, raise funding, and manage risk. This is a dynamic, entrepreneurial team with a passion for the markets, with individuals who thrive in fast-paced, changing environments and are energized by a bustling trading floor.


The Global Markets Operating Risk team is responsible for oversight of Operational Risk (across Sales, Trading, Engineering and Operations), Supervision, Conduct, Control Remediation, and Business Resiliency for the Global Markets Division.

The Global Markets Supervision team exists to both address immediate risk management priorities in the Supervision risk space within Global Markets and to develop new innovations in this field. The focus of the team is the supervision related risks that arise within the activities of the Global Markets Division, including both traditional business lines and electronic trading business lines.

Global Markets Supervision; Supervisory risk specialist

As a supervisory risk specialist you will develop an in-depth knowledge of the supervision framework across Global Markets. You will participate in the design of new supervisory controls and the re-engineering of existing processes . You will collaborate closely with Business Supervisors and engineers and to maintain and enhance the control framework and associated processes to help Business Supervisors manage their business' risks and ensure that our risk and control framework is effective and fit for purpose.

Your Impact:

o Driving projects improving and maintaining tools supporting the Supervisory control framework

o Designing and enhancing processes to provide Business Supervisors with best in class tools to supervise the risk in their business

o Develop key metrics to measure effectiveness of the Supervisory control framework.

o Liaise with other Divisions, such Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions



    Understanding of revenue generative functions
  • Understanding of risks and controls across a sales and trading business
  • Experience managing projects, and building and maintaining stakeholder relationships.
  • Experience in process redesign and executing strategic concepts from inception to implementation
  • Ability to prioritize and meet simultaneous competing demands and a passion for a drive to deliver
  • Interest in developments in the global financial regulatory environment, specific knowledge of front office supervision frameworks a plus



At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:

The Goldman Sachs Group, Inc., 2020. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

The Goldman Sachs Group, Inc., 2018. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.


Job Summary
Start Date
As soon as possible
Employment Term and Type
Regular, Full Time
Required Experience
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