Risk Consulting to one or more business areas relative to their business lines and provide advice and guidance as required Deliver materials requested in audits and exams with various stakeholders across the lines of defense Internal Client Management develop and leverage key relationships with stakeholders that enable collaboration across the enterprise Corrective action

NYC 299 Park Avenue (22957), United States of America, New York, New York Senior Auditor, Financial Crimes Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well trained and credentialed, and operate within a

NYC 299 Park Avenue (22957), United States of America, New York, New York Audit Manager, Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well trained and credentialed, and operate within a collaborative, agi

NYC 299 Park Avenue (22957), United States of America, New York, New York Principal Auditor (Experienced Senior Auditor), Compliance Capital One's Audit function is a dedicated group of professionals focused on delivering top quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well trained and credentialed, and operate wit

NYC 299 Park Avenue (22957), United States of America, New York, New York Senior Auditor, Compliance Capital One's Audit function is a dedicated group of professionals focused on delivering top quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well trained and credentialed, and operate within a collaborative, agile envir

West Creek 3 (12073), United States of America, Richmond, Virginia Anti Money Laundering (AML) Sr. Investigator I The Enhanced Due Diligence (EDD) Sr. Investigator I supports various Enhanced Due Diligence (EDD) functions which will primarily focus on EDD High Risk Customer reviews across the Capital One enterprise. The EDD Sr. Investigator I will work closely with EDD man

Lead audits or significant components of audits. Annual planning, risk assessment, and scheduling of Audit universe. Develop audit engagement planning documentation, and develop the audit program to ensure adequate coverage of risk. Communicate audit scope, issues, risks, and recommendations to management in written reports and oral presentations. Develop and maintain eff

Support timely data sourcing, processing, and analytics within monthly FR 2052a Liquidity Reporting production and dry run executions. Engage with upstream data providers, outsourcing partners, and other teams across finance and the lines of business to ensure process integrity; with an emphasis on controls over timeliness, completeness, and accuracy of data and alignment

Locations VA McLean, United States of America, McLean, Virginia Principal Associate, Treasury Accounting Are you a forward thinking analytical genius who thrives on being a key contributor in a high energy financial services organization? Do you want to work in a business casual, collaborative environment where your contributions are recognized, successes are elevated and

Participate in major components of BSA / AML, Sanctions, and Fraud Compliance audits. Assist in performing risk assessments of business activities and perform relevant testing based on the risks and processes associated with the area being audited. Assist in communicating issues, risks and recommendations to all levels of management. Operate independently and ensure work

West Creek 7 (12077), United States of America, Richmond, Virginia Audit Manager Credit Risk Management (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well trained and credentialed, and operate within a collaborative,

West Creek 3 (12073), United States of America, Richmond, Virginia Principal Associate, Accounting Modernization Initiatives Does the idea of working with professional, highly trained accountants inspire you? Are you an accounting professional with a demonstrated ability to work well in teams, develop new ideas, and take ownership of your projects? Would you like the oppor

Execute major components of audits, including critical technology functions, cloud based infrastructure, cybersecurity, risk management, application, and third party management, as well as lead small to medium size audits. Perform risk assessments of business units and technology operations, design and execute audit procedures to verify the effectiveness of existing contr

West Creek 3 (12073), United States of America, Richmond, Virginia Principal Associate, Accounting Core Modernization Does the idea of working with professional, highly trained accountants inspire you? Are you an accounting professional with a demonstrated ability to work well in teams, develop new ideas, and take ownership of your projects? Would you like the opportunity

Perform risk assessments of business activities and perform relevant testing based on the risks and processes associated with the area being audited. Assist in communicating issues, risks and recommendations to all levels of management. Operate independently and ensure work is completed to schedule and meets our high quality standards. Develop and maintain strong and effe