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Senior - AML Regulatory Compliance Consultant (Blockchain/Digital Assets)
RSM US LLP
-
New York, NY
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You'll find an environ
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Posted 9 days ago
Associate - CNB Prudential Compliance
RBC Capital Markets, LLC
-
Jersey City, NJ
Provide advisory coverage and conduct ongoing monitoring of various banking activities for compliance with key regulations issued by City National Bank's ("CNB"), primary U.S. based prudential regulators ("Prudential Regulations"), including Regulations W, O and regulations related to investments across multiple lines of businesses across the bank. Provide support of such
Email Job
Posted 15 days ago
Senior CRE Portfolio Manager
Cambridge Savings Bank
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Waltham, MA
At Cambridge Savings Bank, our purpose is to have a positive impact on our customers, employees, and community's financial well being. We are committed to exceeding expectations and having a strong commitment to diversity and inclusion. The Senior Commercial Real Estate (CRE) Portfolio Manager, under the supervision of the CRE Portfolio Management Team Leader and assigned
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Posted 15 days ago
Branch Service Manager/Client Associate
RBC Capital Markets, LLC
-
Naples, FL
Job Description What is the opportunity? Join RBC and help clients thrive and communities prosper. You will embrace RBC Wealth Management's core values and culture as an integral part of our branch serving financial advisors, clients and the team. The Branch Service Manager (BSM) is a player coach role, acting as the primary liaison between the Complex management team and
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Posted 16 days ago
Senior Portfolio Manager
ANALYGENCE
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Fort Meade, MD
ANALYGENCE provides USCYBERCOM with SETA support to include the application of cyber acquisition and program management expertise resulting in superior performance of command wide programs and operations. Our support furthers the USCYBERCOM mission to unify the direction of cyberspace operations, strengthen DoD cyberspace capabilities, and integrate and bolster DoD's cybe
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Posted 16 days ago
Collateral Monitoring Specialist II (Equipment Finance)
First Citizens Bank
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Portsmouth, NH
Titling Ensures liens are properly added to title transactions. Follows up with customers, vendors, and the DMV when needed in order to assist with lien perfection. Generally supports the lien securitization efforts of the team for the assets that are financed through the Equipment Finance Department. Outbound Calls Follows up on unsecured assets to ensure liens are prope
Email Job
Posted 17 days ago
Investment Services Operation Associate
ULLICO Inc
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Silver Spring, MD
Ullico Investment Advisors, Inc., an SEC registered investment adviser with over $10 billion in assets under management, is actively recruiting an Investment Service Coordinator, for our Investment Services Department located in our Silver Spring, MD office. This person will support Investment Services’ client service and operations efforts by reviewing, approving a
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Posted 17 days ago
Retirement Account Analyst I
Alerus Financial
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Arden Hills, MN / Fargo, ND / Detroit, MI / 1 more...
The Retirement Account Analyst I is responsible for client service support, assisting the retirement account administrators in the preparation of compliance tests and assisting in reconciling and preparing Form 5500 filings. Essential Responsibilities Job Function 1 Client Service 40% Provide backup to administrators for plan sponsor telephone calls, emails and other requ
Email Job
Posted 18 days ago
Development Financing and Compliance Fellow
Habitat for Humanity - Americorps
-
Chicago, IL
The Development Financing and Compliance Fellow is responsible for all pre and post award financial grant arrangement functions and workflow processes including budgeting, reporting, and compliance with all federal, state, and municipal government grants, and ensuring Habitat Chicago complies with all deliverables. This includes financial compliance, reporting, and monito
Email Job
Posted 18 days ago
Hybrid Wholesaler
The TCW Group, Inc.
-
Los Angeles, CA / Boston, MA
Hybrid Wholesaler Job Location(s) US CA Los Angeles | US MA Boston Job ID 2024 1924 Category Sales/Business Development & Marketing Department Private Client Group Type Regular Full Time Position Summary This Hybrid Wholesaler within the RIA channel is responsible for driving sales and growth in assigned regions. This position plays a critical role in achieving asset grow
Email Job
Posted 22 days ago
Equity Analyst
Allspring Global Investments
-
Minneapolis, MN / Charlotte, NC
Performing comprehensive and in depth company and industry research while incorporating the team's valuation discipline to identify attractive investment opportunities using internal, sell side, and other external information sources. A component of this job would involve facets of portfolio management and portfolio operations in onboarding client accounts using the firm'
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Posted 22 days ago
Portfolio Manager - VWG Wealth Management
Hightower Advisors
-
Vienna, VA
Your Future Team VWG Located in Tysons Corner, VA, VWG Wealth Management delivers planning driven, custom investment solutions for high net worth individuals. Our team provides sound financial advice, with an emphasis on proactive goal setting, to ensure our clients live their lives to their fullest. Voted Best Places to Work by Washington Business Journal for 4 consecuti
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Posted 24 days ago
Portfolio Manager - Vigilant Wealth Management
Hightower Advisors
-
Portsmouth, NH
Your Future Team Vigilant Wealth Management is a private wealth management firm focusing on progressive investment and wealth planning solutions that are tailored to the unique needs of each client. We guide our clients in managing their wealth in such a way that it helps positively impact their lives and the lives of future generations. Investment Style We are looking fo
Email Job
Posted 24 days ago
Trust Compliance Officer (Hybrid/Richmond, VA)
Atlantic Union Bank
-
Glen Allen, VA
The Trust Compliance Officer is responsible for supporting the Chief Compliance Officer of Trust who is charged with providing adequate policies, processes, and systems to manage the compliance risks associated with trust and asset management services. The Trust Compliance Officer is primarily responsible for the periodic review of controls, policies, and procedures. Posi
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Posted 4 days ago
Senior Equity Analyst (multiple positions)
Morningstar Investment Management, LLC
-
Chicago, IL
Personal Administrative Tasks (Manager Meeting, Team meeting Company events etc.) (5%). The position is research focused and has client facing responsibilities. Promptly and diligently answer client inquiries regarding covered companies. (Client and Media Interactions) (10%). Acquire a deep understanding of and outlook for covered companies and industries by gathering and
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Posted 8 days ago
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